Director Of Supervision Surveillance & Monitoring

Vanguard UK

Multiple Locations
Hybrid
Surveillance team leadership
Risk-based monitoring program
Surveillance analytics expertise
Vanguard is committed to the long-term financial wellbeing of clients

Job Summary

  • Vanguard is committed to the long-term financial wellbeing of clients.
  • The role involves leading a high-performing surveillance team and enhancing monitoring programs.
  • Vanguard fosters a collaborative culture that enriches the employee experience.

Matching Summary

Vanguard is committed to the long-term financial wellbeing of clients.

Skills & Requirements

Must-have

  • Surveillance team leadership
  • Risk-based monitoring program
  • Surveillance analytics expertise

Nice-to-have

  • Collaboration with technology teams
  • Strong communication skills
  • Hybrid working model

Key Requirements

  • Bachelor's degree required
  • 10+ years of financial services experience
  • Active FINRA Series 7 and 24 required

Work Rights

Not specified

Tailored Resume

Cover Letter