Central Risk Team Analyst - Institutional Securities Group Management
Morgan Stanley
New York, United States
Base: $110,000 - $125,000 py; bonus/equity: not sp...
On-site
Surveillance alert workflows
Regulatory and internal standards
Collaboration with control functions
The Central Risk Team (CRT) provides oversight of regulatory and firm requirements for supervision and surveillance across Institutional Equity, Fixed Income, Investment Banking, Global Capital Markets (GCM) and Research divisions
Job Summary
The Central Risk Team (CRT) provides oversight of regulatory and firm requirements for supervision and surveillance across Institutional Equity, Fixed Income, Investment Banking, Global Capital Markets (GCM) and Research divisions.
The CRT Analyst plays a key role in monitoring trading activity and supporting compliance with regulatory requirements across equity and fixed income products.
Morgan Stanley offers attractive and comprehensive employee benefits and perks, and ample opportunity to move about the business.
Matching Summary
The Central Risk Team (CRT) provides oversight of regulatory and firm requirements for supervision and surveillance across Institutional Equity, Fixed Income, Investment Banking, Global Capital Markets (GCM) and Research divisions.
Salary
Base: $110,000 - $125,000 per year; Bonus/Equity: Not specified; Benefits: Not specified
Skills & Requirements
Must-have
Surveillance alert workflows
Regulatory and internal standards
Collaboration with control functions
Adherence to laws and regulations
Firm's internal policies and procedures
Analysis of alert trends
Audit-ready documentation
Nice-to-have
Desire to learn new concepts
Self-starter with positive outlook
Thrive in fast-paced environment
Data analytics and visualization tools
Key Requirements
1-3 years' experience in Financial Services
Background in Compliance, Risk Management, Operations, Internal Audit
Solid understanding of applicable rules and regulations
Strong project management skills
Proficiency in data analytics and visualization tools such as Tableau is a plus
Fixed Income and/or Equity surveillance background is a plus