Sru Accounts Team Manager

Morstan

Account activity review and approval
Firm policies and procedures
Sec/finra guidelines
The AT Manager will supervise a team of AT Specialists, focusing on consistency, quality, and compliance with firm policies and procedures

Job Summary

  • The AT Manager will supervise a team of AT Specialists, focusing on consistency, quality, and compliance with firm policies and procedures.
  • Responsibilities include applying firm policies and procedures on account opening and maintenance activity, keeping current on regulatory guidelines, and participating in project efforts.
  • Morgan Stanley offers an environment where employees are supported and empowered, with opportunities for growth and comprehensive benefits.

Matching Summary

The AT Manager will supervise a team of AT Specialists, focusing on consistency, quality, and compliance with firm policies and procedures.

Skills & Requirements

Must-have

  • Account Activity review and approval
  • firm policies and procedures
  • SEC/FINRA guidelines
  • KYC and CIP standards
  • high volume of requests
  • multiple time zones

Nice-to-have

  • world class customer service
  • creative thinkers
  • passion and grit

Key Requirements

  • Bachelor’s degree or equivalent experience
  • Series 7, 63/65 or 66, and 9/10 licenses
  • 3+ years industry experience
  • Leadership or supervisory experience

Work Rights

Not specified

Tailored Resume

Cover Letter