The Ares Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program
Job Summary
The Ares Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program.
This Associate will actively participate in the management of daily processes, support departmental and team projects and build relationships with employees across the enterprise while ensuring compliance obligations are met.
The role requires assisting with conflicts checks, managing restricted lists, facilitating expert network interactions, and supporting technological enhancements within the Control Room.
Matching Summary
The Ares Compliance Department oversees and manages Ares’ global regulatory compliance and ethics program.
Skills & Requirements
Must-have
Control Room and conflicts management
Regulatory compliance and ethics program
Trade surveillance and conflicts monitoring
Financial instruments knowledge
Bloomberg proficiency
Compliance policy maintenance
Project and time management
Nice-to-have
Strong interpersonal and negotiation skills
Collaborative team player
High intellectual curiosity
Ability to manage multiple tasks
Diplomatic and client service oriented
Positive attitude and sound judgment
Key Requirements
4-8 years experience in global investment adviser or investment bank
Control Room and/or conflicts management experience
Bachelor’s Degree or relevant qualification
Familiarity with SEC regulations and MAR requirements
Experience with credit-based strategies and capital markets