Sr. Manager, Regulatory Advisory Compliance (compliance Testing)

T. Rowe Price

Maryland, US
Base: $110,000.00 - $188,000.00; bonus/equity: not...
Hybrid
Regulatory compliance experience
Risk-based compliance testing
Collaborative team environment
The Enterprise Compliance team is seeking a Senior Manager to join the North America Compliance Testing team

Job Summary

  • The Enterprise Compliance team is seeking a Senior Manager to join the North America Compliance Testing team.
  • This role involves executing regulatory compliance tests and collaborating with various stakeholders to identify compliance risks.
  • T. Rowe Price offers a collaborative culture that values diversity and provides resources to support career growth.

Matching Summary

The Enterprise Compliance team is seeking a Senior Manager to join the North America Compliance Testing team.

Salary

Base: $110,000.00 - $188,000.00; Bonus/Equity: Not specified; Benefits: Competitive compensation, annual bonus eligibility, generous retirement plan

Skills & Requirements

Must-have

  • regulatory compliance experience
  • risk-based compliance testing
  • collaborative team environment

Nice-to-have

  • strong analytical skills
  • experience with data analytics
  • familiarity with global regulations

Key Requirements

  • Bachelor's degree or equivalent
  • 8+ years of relevant work experience
  • Active FINRA Series 7 and Series 24 licenses preferred

Work Rights

Not specified

Tailored Resume

Cover Letter