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Willenborg Wealth Management is seeking a Field Supervision Manager to oversee supervisory and risk functions in a remote capacity. The ideal candidate will have extensive experience in financial services supervision, strong leadership skills, and the ability to navigate complex regulatory environments.
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Job Summary
Oversees a broad range of supervisory and risk functions, ensuring a controlled environment by adhering to business ethics, practices, and all relevant Federal, State, and Local laws, as well as firm policies and regulations.
Partners with Complex/Branch management teams within the assigned territory, overseeing supervisory functions, risk mitigation, and policy enforcement with Advisors and Branch Management.
Provides regular education and communication on processes and policies, promoting risk awareness and a compliant environment.
Matching Summary
Match Score: 75
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Willenborg Wealth Management is seeking a Field Supervision Manager to oversee supervisory and risk functions in a remote capacity. The ideal candidate will have extensive experience in financial services supervision, strong leadership skills, and the ability to navigate complex regulatory environments.
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Salary
$100,000.00-$112,000.00
Skills & Requirements
Must-have
Risk mitigation and policy enforcement
Adherence to laws and regulations
Communication with leadership teams
Escalation point for supervisory issues
Financial markets and products knowledge
Nice-to-have
Professional and pleasant demeanor
High level of customer service
Service 1st attitude
Calm and professional manner
Key Requirements
Minimum six (6) years of Administrative Manager or Supervision experience in financial services
Bachelor's degree in related field or equivalent experience