Base: $3,500 - $4,500; bonus/equity: not specified...
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Experience in financial advisory industry
Knowledge of financial advisers act
Microsoft excel proficiency
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The job posting is for a Compliance Officer at a financial advisory firm in Singapore, requiring a candidate with experience in compliance within the financial advisory or insurance industry. The role involves ensuring legal and ethical compliance, conducting due diligence, and staying updated on regulatory changes.
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Job Summary
The role involves ensuring the company functions legally and ethically while meeting business goals under MAS licensing.
Responsibilities include performing balanced scorecard audits, regulatory reporting, and misconduct investigations.
The candidate must stay abreast of regulatory developments such as the Personal Data Protection Act and communicate changes effectively.
Matching Summary
Match Score: 75
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The job posting is for a Compliance Officer at a financial advisory firm in Singapore, requiring a candidate with experience in compliance within the financial advisory or insurance industry. The role involves ensuring legal and ethical compliance, conducting due diligence, and staying updated on regulatory changes.
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Salary
Base: $3500 - $4500; Bonus/Equity: Not specified; Benefits: Not specified
Skills & Requirements
Must-have
Experience in financial advisory industry
Knowledge of Financial Advisers Act
Microsoft Excel proficiency
Conducting due diligence on business relationships
Nice-to-have
Compliance qualification preferred
Insurance industry experience advantageous
Proactive regulatory communication skills
Key Requirements
Minimum 'A' level or Diploma
Experience in financial advisory industry
Familiarity with Microsoft software especially Excel