Job Summary

• Perform branch supervisory functions in accordance with regulatory and company requirements.
• Provide support and act as an information resource for APs, learning and understanding WFGS policies and procedures.
• The salary for this position generally ranges between ($70,000 - $80,000) annually.

Matching Summary

Salary

Base: $70,000 - $80,000 annually; Bonus/Equity: Not specified; Benefits: Competitive Paid Time Off, Ten (10) paid holidays, Ten (10) sick days, Be Well Company holistic wellness program, Parental Leave, Adoption Assistance, Employee Assistance Program, College Coach Program, Employee Resource Groups, Inclusion and Diversity Programs, Employee Recognition Program, Referral Bonus Programs, Peer Recognition Program (BRAVO)

Skills & Requirements

Key Requirements

• Two years of compliance experience
• CIRO (Formally known as MFDA/IIROC) registered dealer or related experience
• Investment Funds in Canada or Canadian Securities Course (or obtain within 30 days)
• Branch Manager’s Course (or obtain within 30 days)
• Life License Qualification Program (or obtain within 12 months)
• Life Insurance License (or obtain within 12 months)
• Ability to obtain Mutual Fund license

Work Rights