This role focuses on executing internal audit engagements specifically for compliance programs across trading and investment operations rather than financial statement audits
Job Summary
This role focuses on executing internal audit engagements specifically for compliance programs across trading and investment operations rather than financial statement audits.
The position offers a hands-on opportunity to deepen expertise in areas such as Volcker Rule monitoring, swap dealer compliance, and broker-dealer regulations.
Crowe provides a comprehensive total rewards package with opportunities for career growth through consistent meetings with a dedicated Career Coach.
Matching Summary
This role focuses on executing internal audit engagements specifically for compliance programs across trading and investment operations rather than financial statement audits.
Salary
Base: $73,400.00 - $145,400.00 per year; Bonus/Equity: Not specified; Benefits: Comprehensive total rewards package including career coaching
Skills & Requirements
Must-have
3-5 years internal audit experience
Capital markets regulatory knowledge
Testing compliance and conduct risk controls
Nice-to-have
Strong analytical skills and attention to detail
Clear communication and team player
Interest in AI-enabled insights and technology
Key Requirements
3–5 years experience in internal audit, compliance, or risk management
Working knowledge of SEC, FINRA, CFTC, FCA, MiFID II, Dodd-Frank regulations
Eligibility to work in the United States without sponsorship