Senior Regulatory Counsel

Long Term Stock Exchange Inc

Remote
Base: $160,000 - $220,000; bonus/equity: stock opt...
Remote
Sec and sro rules expertise
Drafting and managing rule filings
Communicating with regulators
Long Term Stock Exchange Inc is seeking a Senior Regulatory Counsel to join their remote team. The ideal candidate will possess significant experience in regulatory law, particularly with SEC and SRO rules, and will contribute to the Exchange’s mission of fostering long-term, sustainable growth in capital markets

Job Summary

  • LTSE is an SEC-registered national securities exchange designed to promote fair and orderly markets.
  • The role involves researching, interpreting, and advising on SEC and SRO rules, and liaising with colleagues to ensure compliance.
  • Benefits include health coverage, caregiver leave, lifestyle spending accounts, and equity options.

Matching Summary

Match Score: 85

Long Term Stock Exchange Inc is seeking a Senior Regulatory Counsel to join their remote team. The ideal candidate will possess significant experience in regulatory law, particularly with SEC and SRO rules, and will contribute to the Exchange’s mission of fostering long-term, sustainable growth in capital markets.

Salary

Base: $160,000 - $220,000; Bonus/Equity: Stock options and performance incentives; Benefits: Comprehensive benefits package

Skills & Requirements

Must-have

  • SEC and SRO rules expertise
  • Drafting and managing rule filings
  • Communicating with regulators
  • Risk-based recommendations and decisions

Nice-to-have

  • Resident of New York tri-state area

Key Requirements

  • JD degree
  • Significant experience interpreting SEC, LTSE, or other exchanges' rules
  • Excellent written and verbal communication skills
  • Superior organizational skills
  • Creative problem-solver

Work Rights

Not specified

Tailored Resume

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