Base: $65,000 to $75,000 annually; bonus/equity: d...
On-site
Daily processing of client applications
Review new account documentation
Cross-reference databases for aml/kyc
This role supports the New Accounts team in processing institutional and retail client applications while ensuring strict adherence to AML and KYC regulations
Job Summary
This role supports the New Accounts team in processing institutional and retail client applications while ensuring strict adherence to AML and KYC regulations.
The position offers a hybrid work schedule with four days in the office and one day remote, fostering collaboration within a global enterprise.
Candidates will receive competitive compensation including an annual performance-based bonus, stock grants, and comprehensive health and wellness benefits.
Matching Summary
This role supports the New Accounts team in processing institutional and retail client applications while ensuring strict adherence to AML and KYC regulations.
Salary
Base: $65,000 to $75,000 annually; Bonus/Equity: Discretionary cash bonus and stock award; Benefits: 401(k) match, health/dental/vision, tuition reimbursement
Skills & Requirements
Must-have
Daily processing of client applications
Review new account documentation
Cross-reference databases for AML/KYC
Follow regulatory requirements and policies
Nice-to-have
Strong initiative and self-motivation
Excellent analytical and problem-solving skills
Ability to prioritize effectively and multitask
Superb collaboration and communication skills
Key Requirements
Bachelor's Degree
FINRA Series 7, 6, 63 registrations or sponsorship eligibility
Proficient user of MS Office applications including advanced Excel