Senior Consultant, Regulatory Compliance (conduct Risk)

Ernst & Young Global Ltd

Newcastle, United Kingdom
Not specified; not specified; competitive remunera...
On-site
Regulatory compliance experience in financial services
Suitability reviews and outcome testing expertise
Complaint handling and regulatory mapping skills
This role involves helping clients meet regulatory obligations around conduct matters such as suitability reviews and complaint handling

Job Summary

  • This role involves helping clients meet regulatory obligations around conduct matters such as suitability reviews and complaint handling.
  • The position offers the opportunity to supervise junior team members and foster an inclusive, high-performing team environment.
  • EY provides a competitive remuneration package with flexible benefits including health, well-being, and savings options.

Matching Summary

This role involves helping clients meet regulatory obligations around conduct matters such as suitability reviews and complaint handling.

Salary

Not specified; Not specified; Competitive remuneration package with comprehensive Total Rewards program

Skills & Requirements

Must-have

  • Regulatory compliance experience in financial services
  • Suitability reviews and outcome testing expertise
  • Complaint handling and regulatory mapping skills

Nice-to-have

  • Project management or team initiative support
  • Coaching or mentoring junior team members
  • Creative problem-solving and independent thinking

Key Requirements

  • Relevant regulatory experience in financial services
  • Eligibility to work in the UK

Work Rights

Must be eligible to work in the UK

Tailored Resume

Cover Letter