Enforce internal procedures and regulatory requirements
Manage team members and client relationships
The Transfer Agency AVP is responsible for overseeing the team and day-to-day operations, acting as the main escalation point and enforcing procedures while adhering to regulatory requirements
Job Summary
The Transfer Agency AVP is responsible for overseeing the team and day-to-day operations, acting as the main escalation point and enforcing procedures while adhering to regulatory requirements.
Responsibilities include managing multiple clients, reviewing TA processes for Hedge/PE clients, preparing client reporting, and ensuring compliance with AML/FATCA/CRS requirements.
The role requires strong leadership, organizational, planning, and coordination skills, with a focus on staff development and building strong relationships with clients and internal teams.
Matching Summary
The Transfer Agency AVP is responsible for overseeing the team and day-to-day operations, acting as the main escalation point and enforcing procedures while adhering to regulatory requirements.
Skills & Requirements
Must-have
Oversee transfer agency operations
Enforce internal procedures and regulatory requirements
Manage team members and client relationships
Review transactions and payments
Ensure AML/KYC compliance
Develop strong working relationships
Nice-to-have
Positive working environment
Solution-focused team
Positive disrupter
Industry-changing realities
Key Requirements
Minimum 3 years of experience in Transfer Agency
Strong Shareholder Services experience
Proven record in dealing with AML/KYC/FATCA/CRS
Detailed understanding of fund structures and fund administration