Operation Risk & Regulatory Oversight - Director - Client Service And Relationship Management

Morgan Stanley UK

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7-12 years relevant experience
Front-to-back process knowledge
Investment management business understanding
** Morgan Stanley is seeking a Director for its IM Operations division to oversee Operation Risk & Regulatory Oversight activities, focusing on transforming operational processes and enhancing client relationships. The ideal candidate will possess extensive experience in operational compliance, risk management, and client service within the financial services sector. **

Job Summary

  • This Director-level position is responsible for managing operation risk and regulatory oversight activities to transform how Morgan Stanley operates.
  • The role requires leading process improvements, conducting risk reviews, and executing targeted testing to identify control gaps across multiple teams.
  • Morgan Stanley offers a supportive environment with comprehensive employee benefits and ample opportunities for internal career movement.

Matching Summary

Match Score: 75

** Morgan Stanley is seeking a Director for its IM Operations division to oversee Operation Risk & Regulatory Oversight activities, focusing on transforming operational processes and enhancing client relationships. The ideal candidate will possess extensive experience in operational compliance, risk management, and client service within the financial services sector. **

Skills & Requirements

Must-have

  • 7-12 years relevant experience
  • Front-to-back process knowledge
  • Investment Management business understanding
  • Risk and control assessments
  • Issue remediation expertise

Nice-to-have

  • Commercial thinking ability
  • Vendor relationship management
  • Process improvement leadership
  • Culture carrier role model
  • Technology development testing

Key Requirements

  • 7-12 years of relevant operational experience
  • Comprehensive understanding of operational compliance policies
  • Understanding of investment management operating frameworks

Work Rights

Not specified

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