National Risk Officer

Morgan Stanley

Base: $120,000 - $160,000 py; bonus/equity: not sp...
Supervisory alerts management
Financial exploitation concerns
Senior/vulnerable client matters
The National Risk Officer is responsible for a wide variety of supervisory, compliance and risk functions, maintaining a consistent controlled environment through adherence to business ethics and practices

Job Summary

  • The National Risk Officer is responsible for a wide variety of supervisory, compliance and risk functions, maintaining a consistent controlled environment through adherence to business ethics and practices.
  • This position will support various risk and supervisory functions for a single Market and/or multiple Markets within a single Region and may provide Risk Officer coverage for functions specific to a single Market, a single Branch, or multiple branches within a Region.
  • Morgan Stanley offers an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered, with attractive and comprehensive employee benefits and perks.

Matching Summary

The National Risk Officer is responsible for a wide variety of supervisory, compliance and risk functions, maintaining a consistent controlled environment through adherence to business ethics and practices.

Salary

Base: $120,000 - $160,000 per year; Bonus/Equity: Not specified; Benefits: Other Morgan Stanley sponsored benefit programs

Skills & Requirements

Must-have

  • Supervisory alerts management
  • Financial exploitation concerns
  • Senior/vulnerable client matters
  • Branch exams and audits support
  • SEC, FINRA Rules and Regs knowledge

Nice-to-have

  • Calm demeanor
  • Strong working relationships
  • Attention to detail
  • Creative thinking
  • Diverse backgrounds and experiences

Key Requirements

  • Bachelor’s degree or equivalent work experience
  • Previous industry experience
  • Active Series 7, 8 (or 9 and 10), and 63, 65 (or 66)
  • Knowledge of applicable laws and regulations pertaining to senior or vulnerable adult matters

Work Rights

Not specified

Tailored Resume

Cover Letter