Interpret investment mandates and prospectus restrictions
Conduct post-trade investment compliance analysis
Implement portfolio restriction controls
State Street Global Delivery provides asset owners and asset managers access to financial information and tools essential for effective investment solutions
Job Summary
State Street Global Delivery provides asset owners and asset managers access to financial information and tools essential for effective investment solutions.
As a key expert in the APAC region, your responsibilities will include interpreting and codifying client-specific IMAs and prospectus restrictions, and conducting post-trade investment compliance analysis.
We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential.
Matching Summary
State Street Global Delivery provides asset owners and asset managers access to financial information and tools essential for effective investment solutions.
Skills & Requirements
Must-have
Interpret investment mandates and prospectus restrictions
Conduct post-trade investment compliance analysis
Implement portfolio restriction controls
Validate portfolio adherence to constraints
Analyze investment breaches and provide reasons
Generate compliance reports for diverse clients
Support client ad-hoc queries and requests
Nice-to-have
Fast learner with positive attitude
Good interpersonal skills and team spirit
Effective verbal and written communication skills
Key Requirements
1 year experience in investment analytics or finance
Investment compliance/Risk knowledge
Hands-on experience of compliance monitor systems
Good understanding of regulations and global market practices
Ability to decode complex legal and investment documents
Knowledge of financial instruments
Bachelor’s degree in Accounting/Mathematics/Finance/Economics