This role leads a first line of defense team responsible for managing regulatory exams, audits, and regulatory changes impacting Consolidated US Operations and global Capital Markets
Job Summary
This role leads a first line of defense team responsible for managing regulatory exams, audits, and regulatory changes impacting Consolidated US Operations and global Capital Markets.
The position offers opportunities to work in a dynamic, collaborative, and high-performing team environment with comprehensive total rewards including bonuses and flexible benefits.
The leader will influence senior business leaders to drive risk accountability and culture, while fostering strong stakeholder relationships and providing advisory support.
Matching Summary
This role leads a first line of defense team responsible for managing regulatory exams, audits, and regulatory changes impacting Consolidated US Operations and global Capital Markets.
Salary
Base: $200,000 - $320,000; Bonus/Equity: Discretionary variable compensation program; Benefits: Comprehensive total rewards including flexible benefits and stock where applicable
Skills & Requirements
Must-have
1LOD control and regulatory integration
regulatory exams and audits management
cross-regional stakeholder collaboration
risk and control process design
leadership of large teams
regulatory compliance across regions
engagement with prudential regulators
Nice-to-have
advanced technology use for controls
problem solving and independent judgment
building high performing teams
executive and board level communication
scenario analysis program participation
standardization of non-financial risk reporting
Key Requirements
extensive Capital Markets and Wealth/Consumer experience
experience leading 1LOD exams and remediation
direct engagement with US and Canadian regulators
advanced knowledge of operational risk and controls
proven leadership of large, cross-regional teams
proficiency in senior executive and regulator engagement