Surveillance – Trade Surveillance Compliance Officer

Deutsche Bank

Jacksonville, FL, US
Base: $45,000 to $76,500; bonus/equity: not specif...
Hybrid
Trade surveillance
Market abuse detection
Regulatory compliance
The primary function of the role is detecting, monitoring, examining and investigating trading activities of Deutsche Bank Investment Bank (IB) to identify possible violations of market abuse and of the Firm’s Trading Policies

Job Summary

  • The primary function of the role is detecting, monitoring, examining and investigating trading activities of Deutsche Bank Investment Bank (IB) to identify possible violations of market abuse and of the Firm’s Trading Policies.
  • Conduct daily surveillance of Firm and Customer trading activity to ensure compliance with appropriate rules, regulations, and firm policies.
  • A diverse and inclusive environment that embraces change, innovation, and collaboration.

Matching Summary

The primary function of the role is detecting, monitoring, examining and investigating trading activities of Deutsche Bank Investment Bank (IB) to identify possible violations of market abuse and of the Firm’s Trading Policies.

Salary

Base: $45,000 to $76,500; Bonus/Equity: Not specified; Benefits: Health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits

Skills & Requirements

Must-have

  • Trade surveillance
  • Market abuse detection
  • Regulatory compliance
  • Financial markets knowledge
  • Investigating trading activities

Nice-to-have

  • Proactive approach
  • Ability to handle change
  • Team player with great attitude
  • Embraces innovation and collaboration

Key Requirements

  • Moderate work experience
  • College degree or equivalent work experience
  • Knowledge of financial products
  • Ability to prioritize and communicate effectively

Work Rights

Not specified

Tailored Resume

Cover Letter