Vp, Division Supervision Officer

Willenborg Wealth Management

Base salary components included; + compensation ma...
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12 years of supervision experience
Series 7, 9, 10, or 24 license
Regulatory examination readiness
** Willenborg Wealth Management is seeking a Vice President, Division Supervision Officer, responsible for overseeing supervisory and risk functions across a designated territory. The role involves leading a team of supervision professionals, advising on emerging risks, and ensuring compliance with regulatory requirements. **

Job Summary

  • The Vice President provides enterprise leadership for supervisory and risk functions across an assigned territory while partnering with Division Leadership to set strategy.
  • This role serves as the senior escalation point for complex supervisory matters, ensuring timely resolution and consistent outcomes in alignment with regulatory expectations.
  • The position offers a comprehensive benefits package including medical, dental, vision, life insurance, disability benefits, retirement savings, and paid time off.

Matching Summary

Match Score: 75

** Willenborg Wealth Management is seeking a Vice President, Division Supervision Officer, responsible for overseeing supervisory and risk functions across a designated territory. The role involves leading a team of supervision professionals, advising on emerging risks, and ensuring compliance with regulatory requirements. **

Salary

Base salary components included; Additional compensation may include cash or equity; Discretionary bonuses or commissions possible

Skills & Requirements

Must-have

  • 12 years of supervision experience
  • Series 7, 9, 10, or 24 license
  • Regulatory examination readiness
  • Risk mitigation strategy development
  • Team leadership and development

Nice-to-have

  • Executive presence and influence
  • Change management communication
  • Complex case investigation skills
  • Strategic decision making
  • Cross-functional initiative leadership

Key Requirements

  • Bachelor's degree required
  • Minimum 12 years Administrative Manager or Supervision experience
  • Required Series 7, 9, 10, or 24 license
  • SIE license required unless exempted
  • Series 63 and 65/66 equivalent acceptable

Work Rights

Not specified

Tailored Resume

Cover Letter