Investment Compliance - Emerging Lead

State Street

Bangalore, India
Investment compliance monitoring
Knowledge of sec requirements
Prospectus and sai interpretation
The team you will be joining is a part of State Street Global Advisors (SSGA), one of the biggest asset managers in the world, that provides services to the world’s governments, institutions and financial advisors

Job Summary

  • The team you will be joining is a part of State Street Global Advisors (SSGA), one of the biggest asset managers in the world, that provides services to the world’s governments, institutions and financial advisors.
  • You will be responsible for onboarding new clients, interpreting investment mandates, maintaining compliance rule matrices, and ensuring accurate compliance reporting.
  • State Street offers competitive and comprehensive benefits, flexible work programs, and values inclusion, diversity, and social responsibility.

Matching Summary

The team you will be joining is a part of State Street Global Advisors (SSGA), one of the biggest asset managers in the world, that provides services to the world’s governments, institutions and financial advisors.

Skills & Requirements

Must-have

  • Investment compliance monitoring
  • Knowledge of SEC requirements
  • Prospectus and SAI interpretation
  • Alteryx workflow understanding
  • SQL knowledge
  • Client onboarding and liaison

Nice-to-have

  • Strong communication skills
  • Organizational and time management
  • Analytical skills
  • Exposure to Charles River Development
  • VBA coding skills
  • Team collaboration

Key Requirements

  • 4+ years Fund Administration experience
  • Investment compliance monitoring experience
  • University degree in Finance or Accounting
  • Preferred FRM/CFA/CISI certifications

Work Rights

Not specified

Tailored Resume

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