Director, Registration & Licensing

SunLife

Multiple Locations
Base: 110,000 - 180,000; bonus/equity: not specifi...
Hybrid
Regulatory compliance leadership
Advisor onboarding process management
Ciro and osc regulatory expertise
You will lead regulatory compliance and digital innovation at a pivotal moment, shaping the future of advisor onboarding and regulatory operations

Job Summary

  • You will lead regulatory compliance and digital innovation at a pivotal moment, shaping the future of advisor onboarding and regulatory operations.
  • This role involves building and leading a high-performing team central to Sun Life's wealth and insurance businesses while driving strategic transformation.
  • Sun Life offers a hybrid work environment with flexible options and values diversity and inclusion as core to its culture.

Matching Summary

You will lead regulatory compliance and digital innovation at a pivotal moment, shaping the future of advisor onboarding and regulatory operations.

Salary

Base: 110,000 - 180,000; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Regulatory compliance leadership
  • Advisor onboarding process management
  • CIRO and OSC regulatory expertise
  • Team leadership and development
  • Digital transformation in financial services
  • Cross-functional stakeholder collaboration

Nice-to-have

  • Owner's mindset for solution implementation
  • Experience with OSFI-regulated environments
  • Strong communication and influence skills
  • Project management experience
  • Fostering inclusive high-performing teams
  • Navigating complex matrixed organizations

Key Requirements

  • Minimum 10 years in financial services
  • At least 5 years in wealth management
  • Proven leadership through complex organizational change
  • University degree
  • Canadian Securities Course OR CFA Level 1+ OR Conduct and Practices Handbook preferred
  • Investment Dealer Supervisor Course preferred
  • Strong regulatory knowledge and compliance expertise

Work Rights

Not specified

Tailored Resume

Cover Letter