Compliance Assurance Manager

UOB United Overseas Bank Limited

Vietnam
Regulatory risk assessment
Compliance review plan
Aml and abc regulations
The Compliance function is a strategic partner and a trusted business enabler to the Board and senior management, ensuring the Group continuously fulfils its regulatory obligations

Job Summary

  • The Compliance function is a strategic partner and a trusted business enabler to the Board and senior management, ensuring the Group continuously fulfils its regulatory obligations.
  • Responsibilities include executing Regulatory Risk Assessment, enhancing the compliance review and monitoring framework, and conducting testing for product-related and AML/ABC materials.
  • The role involves facilitating a robust assessment of compliance risks, identifying applicable laws and standards, and educating relevant staff on compliance issues.

Matching Summary

The Compliance function is a strategic partner and a trusted business enabler to the Board and senior management, ensuring the Group continuously fulfils its regulatory obligations.

Skills & Requirements

Must-have

  • Regulatory Risk Assessment
  • Compliance Review Plan
  • AML and ABC regulations
  • Risk and control self-assessment
  • Banking operations compliance

Nice-to-have

  • Strategic partner and business enabler
  • Promoting stronger compliance culture
  • Collaborative risk assessment
  • Assertive communicator

Key Requirements

  • 05 years of experience in Banking, KYC and AML
  • Bachelor's degree in legal and/or banking and/or audit

Work Rights

Not specified

Tailored Resume

Cover Letter