Risk & Control Analyst

Retirement World

Minneapolis, Minnesota, United States of America
Base: $70,000 - $130,000; bonus/equity: not specif...
Operational risk management
Incident reporting
Control assessments
You will support the execution of key controls and risk management processes in US Wealth Management Operations

Job Summary

  • You will support the execution of key controls and risk management processes in US Wealth Management Operations.
  • Act as a liaison between various stakeholders and partners to ensure smooth audit engagements.
  • We care about each other, reaching our potential, and achieving success that is mutual.

Matching Summary

You will support the execution of key controls and risk management processes in US Wealth Management Operations.

Salary

Base: $70,000 - $130,000; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Operational risk management
  • Incident reporting
  • Control assessments

Nice-to-have

  • Knowledge of SEC regulations
  • Experience with broker-dealer operations
  • FINRA securities license

Key Requirements

  • 4-year degree or equivalent experience
  • 3+ years in financial services
  • Professional communication skills

Work Rights

Not specified

Tailored Resume

Cover Letter