The Compliance Manager will support the implementation and maintenance of the Compliance Management Framework to ensure FNZ’s business operates within regulatory requirements
Job Summary
The Compliance Manager will support the implementation and maintenance of the Compliance Management Framework to ensure FNZ’s business operates within regulatory requirements.
The role involves oversight of regulatory compliance policies, executing monitoring plans, and reporting on compliance with MiFID, AML, Financial Crime, and GDPR regulations.
FNZ is a global wealth management platform committed to empowering nearly 30 million people to invest in their future through integrated technology and regulated financial services.
Matching Summary
The Compliance Manager will support the implementation and maintenance of the Compliance Management Framework to ensure FNZ’s business operates within regulatory requirements.
Skills & Requirements
Must-have
Regulatory compliance management
MiFID II regulatory knowledge
AML and GDPR compliance
Compliance monitoring and reporting
Financial crime risk oversight
Data privacy and GDPR monitoring
Stakeholder relationship management
Nice-to-have
Presentation and training skills
Ability to influence and coach
Commercial understanding of compliance
Experience in fast-paced regulated environment
Key Requirements
5-10 years senior regulated environment experience
In-depth knowledge of MiFID II, GDPR, CBI Regulations