Compliance Officer

CFM

United States
Base: 120,000 - 220,000 usd; bonus/equity: variabl...
On-site
5-7 years compliance experience in asset management
Understanding of us asset manager regulatory framework
Experience with code of ethics and personal account dealing
CFM is seeking a Compliance Officer to manage local compliance needs for its North American operations, ensuring alignment with the global compliance framework. The ideal candidate will have extensive experience in compliance within the asset management sector, demonstrating practical expertise and strong communication skills

Job Summary

  • The role serves as the primary compliance contact for North American activities, ensuring day-to-day execution of the local compliance programme.
  • Candidates will work closely with the Group Head of Regulatory in Paris while managing local US office responsibilities and reporting directly to headquarters.
  • The position offers a base salary between 120,000 and 220,000 USD plus variable compensation and a competitive benefits package.

Matching Summary

Match Score: 85

CFM is seeking a Compliance Officer to manage local compliance needs for its North American operations, ensuring alignment with the global compliance framework. The ideal candidate will have extensive experience in compliance within the asset management sector, demonstrating practical expertise and strong communication skills.

Salary

Base: 120,000 - 220,000 USD; Bonus/Equity: Variable compensation included; Benefits: Competitive benefits package

Skills & Requirements

Must-have

  • 5-7 years compliance experience in asset management
  • Understanding of US asset manager regulatory framework
  • Experience with Code of Ethics and personal account dealing
  • Ability to review marketing documentation for compliance
  • Strong verbal and written communication skills

Nice-to-have

  • Comfortable working independently with high autonomy
  • Practical execution-oriented approach to recurring tasks
  • Active participation in industry events and regulatory updates
  • Collaborative partnership with business development teams

Key Requirements

  • Master's degree in business, law, or engineering
  • 5-7 years of compliance experience within an investment firm
  • Good understanding of US financial markets and products

Work Rights

Not specified

Tailored Resume

Cover Letter