Senior Associate - Compliance Consultant (awms)

Dc404

Regulatory compliance consulting
Internal audit and controls review
Risk management framework design
Within our Risk & Compliance Solutions practice under Asset & Wealth Managed Services (AWMS), we support asset and wealth managers and other capital markets intermediaries to develop robust internal controls, optimise risk and compliance frameworks, and strengthen governance

Job Summary

  • Within our Risk & Compliance Solutions practice under Asset & Wealth Managed Services (AWMS), we support asset and wealth managers and other capital markets intermediaries to develop robust internal controls, optimise risk and compliance frameworks, and strengthen governance.
  • You will support clients in the asset and wealth management and broader capital markets space on regulatory compliance, internal audit, risk management and internal controls, including providing regulatory advice and conducting compliance and internal audit reviews.
  • You will help clients operationalise regulatory changes, enhance their control environment and improve overall business performance while working in a dynamic yet stable environment with flexibility and certainty in hours.

Matching Summary

Within our Risk & Compliance Solutions practice under Asset & Wealth Managed Services (AWMS), we support asset and wealth managers and other capital markets intermediaries to develop robust internal controls, optimise risk and compliance frameworks, and strengthen governance.

Skills & Requirements

Must-have

  • Regulatory compliance consulting
  • Internal audit and controls review
  • Risk management framework design
  • AML/CFT compliance expertise
  • Stakeholder relationship management
  • Compliance monitoring and reporting

Nice-to-have

  • Analytical and enquiring mindset
  • Strong attention to detail
  • Positive attitude to learn
  • Team player
  • Ability to work under pressure
  • Emotional intelligence

Key Requirements

  • Bachelor’s Degree in Accounting, Commerce, Business or related discipline
  • At least 2 years experience in regulatory compliance or audit
  • Knowledge of local regulatory requirements including AML/CFT
  • Experience in Big 4 firm, regulator, or financial institution preferred
  • Strong academic track record

Work Rights

Not specified

Tailored Resume

Cover Letter