Senior Vice President - Compliance (monitoring & Assurance)

PJT Partners

New York, United States
Base: $175,000-$200,000; bonus/equity: not specifi...
10 years of compliance experience
Leadership experience managing a monitoring team
Strong analytical skills
PJT Partners is seeking a highly experienced compliance professional to serve as Head of Monitoring & Assurance

Job Summary

  • PJT Partners is seeking a highly experienced compliance professional to serve as Head of Monitoring & Assurance.
  • This individual will be responsible for the design, implementation, testing and assurance program.
  • Fostering an inclusive culture enables us to provide the best advice and insights to our clients.

Matching Summary

PJT Partners is seeking a highly experienced compliance professional to serve as Head of Monitoring & Assurance.

Salary

Base: $175,000-$200,000; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • 10 years of compliance experience
  • leadership experience managing a monitoring team
  • strong analytical skills

Nice-to-have

  • collaborative mindset
  • ability to influence others
  • strong risk and control awareness

Key Requirements

  • Bachelor degree required
  • 5 years in broker-dealer monitoring
  • deep understanding of U.S. broker-dealer regulatory framework

Work Rights

Not specified

Tailored Resume

Cover Letter