Markets Compliance Officer, Assistant Vice President (avp)
State Street
Tokyo, Japan
Securities and banking regulatory inspections
Compliance risk management
Regulatory analysis and guidance
The team plays an important role in helping institutional investors manage risk, respond to challenges, and drive performance and profitability globally
Job Summary
The team plays an important role in helping institutional investors manage risk, respond to challenges, and drive performance and profitability globally.
The role involves coordinating regulatory inspections, managing compliance risk, providing regulatory advice, and ensuring adherence to legal and internal requirements.
State Street fosters an inclusive environment with development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks.
Matching Summary
The team plays an important role in helping institutional investors manage risk, respond to challenges, and drive performance and profitability globally.
Skills & Requirements
Must-have
Securities and banking regulatory inspections
Compliance risk management
Regulatory analysis and guidance
Change management for regulatory updates
Liaison with regulatory agencies
Project management skills
Nice-to-have
Strong communication and negotiation skills
Ability to build consensus
Team player
Knowledge of new financial products and technologies
Key Requirements
5+ years securities/banking regulatory experience
Experience with regulatory registration and licensing
Strong knowledge of Japan securities and banking regulations
JDSA Internal Control Manager qualification (preferred)