Supervision Program Strategist

VANGUARD AUSTRALIA

Malvern, Pennsylvania, United States
Hybrid
Advisory supervision expertise
Cross-functional initiative leadership
Risk-based oversight design
Vanguard Australia is seeking a Supervision Program Strategist to enhance its supervisory framework within the Supervision, Monitoring & Oversight organization. The role requires extensive experience in financial services, particularly in supervision and compliance, and involves cross-functional collaboration to align supervisory practices with regulatory standards

Job Summary

  • This individual will play a key role on a team responsible for the design, development, and execution of strategic initiatives that enhance the firm’s supervisory framework.
  • The strategist serves as a key architect and integrator of supervisory practices and aligning supervisory models with business strategy and regulatory expectations, and enabling scalable, risk-based oversight.
  • Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection.

Matching Summary

Match Score: 85

Vanguard Australia is seeking a Supervision Program Strategist to enhance its supervisory framework within the Supervision, Monitoring & Oversight organization. The role requires extensive experience in financial services, particularly in supervision and compliance, and involves cross-functional collaboration to align supervisory practices with regulatory standards.

Skills & Requirements

Must-have

  • Advisory supervision expertise
  • Cross-functional initiative leadership
  • Risk-based oversight design
  • FINRA Series 7 and 24 required

Nice-to-have

  • Strategic initiative development
  • Scalable supervisory frameworks
  • Collaboration with business stakeholders

Key Requirements

  • Minimum 8 years financial services experience
  • At least 5 years supervision, compliance, or risk management
  • Bachelor's degree required
  • Active FINRA Series 7 and 24

Work Rights

Not specified

Tailored Resume

Cover Letter