Registered Associate, Brokerage Service Group

Northern Trust Corporation

Chicago, IL, US
Base: $67,500 - $111,500 usd; bonus/equity: discre...
Onsite
Processing wires and fund transfers
Opening and closing client accounts
Adhering to compliance policies
The Registered Associate supports Wealth Brokerage by processing administrative activities including opening accounts and executing money movements

Job Summary

  • The Registered Associate supports Wealth Brokerage by processing administrative activities including opening accounts and executing money movements.
  • Employees must strictly adhere to Northern Trust and NTSI Compliance policies while addressing client inquiries and resolving issues.
  • The role offers a comprehensive benefits package including retirement plans, health coverage, and a discretionary bonus program with potential equity.

Matching Summary

The Registered Associate supports Wealth Brokerage by processing administrative activities including opening accounts and executing money movements.

Salary

Base: $67,500 - $111,500 USD; Bonus/Equity: Discretionary bonus program may include equity component; Benefits: Comprehensive package including 401k, pension, medical, dental, vision, PTO, and parental leave

Skills & Requirements

Must-have

  • Processing wires and fund transfers
  • Opening and closing client accounts
  • Adhering to compliance policies
  • Using Microsoft Office 365 tools

Nice-to-have

  • Identifying service efficiency enhancements
  • Strong verbal and written communication
  • Analytical and problem-solving skills

Key Requirements

  • FINRA SIE, Series 7 or 7TO, and Series 66 registrations
  • College degree or relevant financial services experience
  • Security/investment industry knowledge required

Work Rights

Not specified

Tailored Resume

Cover Letter