Vp, Regulatory Counsel

Barclays

New York, NY, US
Base: $200,000 - $290,000; bonus/equity: not speci...
U.s. bank regulatory prudential rules experience
U.s. broker-dealer regulatory issues knowledge
New york law license required
The role ensures financial services regulation activities are conducted in compliance with applicable laws and helps manage legal risks

Job Summary

  • The role ensures financial services regulation activities are conducted in compliance with applicable laws and helps manage legal risks.
  • The successful candidate will provide strategic legal advice on U.S. prudential bank regulations, broker-dealer issues, and emerging digital assets.
  • This position requires a New York law license and deep expertise in specific regulations such as Reg Y and Reg W.

Matching Summary

The role ensures financial services regulation activities are conducted in compliance with applicable laws and helps manage legal risks.

Salary

Base: $200,000 - $290,000; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • U.S. bank regulatory prudential rules experience
  • U.S. broker-dealer regulatory issues knowledge
  • New York law license required

Nice-to-have

  • Experience with custody and prime brokerage
  • Curiosity about digital asset matters
  • Strong independent judgement and attention to detail

Key Requirements

  • New York law license
  • Experience with Reg Y and Reg W
  • Knowledge of financial responsibility rules 15c3-3 and 15c3-1

Work Rights

Not specified

Tailored Resume

Cover Letter