Lead Specialist, Investment Compliance Centre Of Excellence (ic Coe)

AIA Australia

Post-trade compliance monitoring
Bloomberg aladdin system proficiency
Rule coding and interpretation
The role is responsible for ensuring compliance in the execution of investment activities through second-line monitoring

Job Summary

  • The role is responsible for ensuring compliance in the execution of investment activities through second-line monitoring.
  • Candidates must possess a solid understanding of financial instruments, particularly derivatives, and regulatory environments like MAS and UCITs.
  • The position requires administering personal dealing policies and investigating breaches to ensure timely rectification.

Matching Summary

The role is responsible for ensuring compliance in the execution of investment activities through second-line monitoring.

Skills & Requirements

Must-have

  • Post-trade compliance monitoring
  • Bloomberg Aladdin system proficiency
  • Rule coding and interpretation
  • Personal dealing policy administration
  • Market abuse monitoring
  • Trade breach investigation

Nice-to-have

  • Private equity investment knowledge
  • Derivatives understanding
  • Consultative approach to stakeholders
  • Fast-paced environment adaptability
  • Strong presentation skills

Key Requirements

  • Minimum 10 years experience in investment compliance
  • Degree in Accounting, Finance, Economics, or Business Management
  • Proficiency with Bloomberg and Aladdin systems
  • Knowledge of MAS, UCITs, HK SFC, and FATCA regulations

Work Rights

Not specified

Tailored Resume

Cover Letter