Senior Legal Counsel, Vice President – Wealth, Custody & Clearing - Retail Brokerage

State Street UK

Base: $120,000 - $217,500 annual; bonus/equity: el...
10+ years legal experience in retail brokerage
In-depth knowledge of sec and cftc regulations
Experience with clearing and brokerage agreements
This role serves as the primary subject matter expert and strategic legal advisor for State Street's retail brokerage activities within its newly established Wealth business line

Job Summary

  • This role serves as the primary subject matter expert and strategic legal advisor for State Street's retail brokerage activities within its newly established Wealth business line.
  • The successful candidate will oversee the development of standard documentation, negotiate contracts with RIAs and clearing brokers, and support new product development opportunities.
  • Employees are eligible for a comprehensive benefits program including a 401K match, insurance coverage, paid time off, and eligibility for annual performance-based awards.

Matching Summary

This role serves as the primary subject matter expert and strategic legal advisor for State Street's retail brokerage activities within its newly established Wealth business line.

Salary

Base: $120,000 - $217,500 Annual; Bonus/Equity: Eligible for annual performance-based awards; Benefits: 401K match, insurance, PTO, EAP

Skills & Requirements

Must-have

  • 10+ years legal experience in retail brokerage
  • In-depth knowledge of SEC and CFTC regulations
  • Experience with clearing and brokerage agreements

Nice-to-have

  • Strong project management and execution skills
  • Ability to work independently in global environment
  • Excellent communication with non-legal colleagues

Key Requirements

  • JD degree from an accredited law school
  • 10+ years of legal experience in retail brokerage
  • Extensive experience with RIA documentation

Work Rights

Not specified

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