Head Of Compliance (product, Sales & Distribution)

Manulife

Dist.7
**
Product, sale & distribution compliance risk
Subject matter expert for product and sale conduct
Regulatory and compliance obligations management
** Manulife is seeking a Head of Compliance for its Product, Sales, and Distribution team, responsible for overseeing compliance risks and ensuring fair treatment of customers. The ideal candidate will have a strong background in the financial services industry, particularly in compliance roles, and will possess excellent interpersonal skills. **

Job Summary

  • Serve as a leader within the Compliance Function, acting as a second line of defense to oversee Product, Sale & Distribution Compliance Risk.
  • Manage and supervise regulatory/compliance obligations, focusing on establishing controls and processes to maintain Product, Sale & Distribution compliance.
  • Develop and execute a compliance monitoring and testing program to provide continuous assessment of PSD risk control effectiveness.

Matching Summary

Match Score: 75

** Manulife is seeking a Head of Compliance for its Product, Sales, and Distribution team, responsible for overseeing compliance risks and ensuring fair treatment of customers. The ideal candidate will have a strong background in the financial services industry, particularly in compliance roles, and will possess excellent interpersonal skills. **

Skills & Requirements

Must-have

  • Product, Sale & Distribution Compliance Risk
  • Subject Matter Expert for Product and Sale Conduct
  • Regulatory and compliance obligations management
  • Compliance monitoring and testing program development
  • Fair treatment of customers
  • Sale misconduct and distribution fraud investigation

Nice-to-have

  • Empowerment for career growth
  • Flexible work environment
  • Inclusive work culture
  • Global team collaboration

Key Requirements

  • Bachelor's degree in Law, Business, or Finance
  • Minimum of seven years of relevant experience
  • Thorough understanding of financial services industry legislation
  • Experience with insurance products
  • Strong interpersonal skills
  • Ability to work under pressure and make sound judgments

Work Rights

Not specified

Tailored Resume

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