Central Review Unit Risk Officer - Wealth Management Client Segment

Morgan Stanley

South Jordan, Utah, United States
Strong investigative skills
Proficiency in data analytics tools
Ability to manage large workloads
Join our Wealth Management Client Segment Risk team, an integral in-business risk unit dedicated to assessing and managing risks associated with Financial Advisors

Job Summary

  • Join our Wealth Management Client Segment Risk team, an integral in-business risk unit dedicated to assessing and managing risks associated with Financial Advisors.
  • The Central Review Unit comprises centralized Risk Officers who oversee a comprehensive suite of controls to monitor potential sales practices and regulatory compliance issues.
  • At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered.

Matching Summary

Join our Wealth Management Client Segment Risk team, an integral in-business risk unit dedicated to assessing and managing risks associated with Financial Advisors.

Skills & Requirements

Must-have

  • Strong investigative skills
  • Proficiency in data analytics tools
  • Ability to manage large workloads

Nice-to-have

  • Proactive approach to tasks
  • Excellent communication skills
  • Experience with Alternative Investments

Key Requirements

  • 5-10 years of industry experience
  • Active Series 7 & 66 required
  • Bachelor’s degree or equivalent work experience

Work Rights

Not specified

Tailored Resume

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