Assistant Director Capital Markets

State of Vermont

Montpelier, VT, US
On-site
Regulatory compliance expertise
Strong analytical skills
Communication with legal counsel
The Vermont Department of Financial Regulation is focused on investor protection and market integrity

Job Summary

  • The Vermont Department of Financial Regulation is focused on investor protection and market integrity.
  • The Assistant Director will review securities offerings to ensure compliance with state regulations.
  • The position offers a comprehensive benefits package including medical, dental, and retirement plans.

Matching Summary

The Vermont Department of Financial Regulation is focused on investor protection and market integrity.

Skills & Requirements

Must-have

  • Regulatory compliance expertise
  • Strong analytical skills
  • Communication with legal counsel

Nice-to-have

  • Experience in capital markets
  • Knowledge of investment instruments
  • Ability to analyze complex filings

Key Requirements

  • Juris Doctor (JD) degree
  • Master's degree in relevant fields
  • Two years of experience in financial services

Work Rights

Not specified

Tailored Resume

Cover Letter