Compliance Analyst

Hartford Fire Insurance

Wayne, PA, United States
Base: $65,000 - $90,000; bonus/equity: short-term ...
Non-cash compensation monitoring
Email surveillance
Compliance testing
The Compliance Analyst helps to advance alignment between the Firm’s distribution objectives, regulatory requirements and internal policies

Job Summary

  • The Compliance Analyst helps to advance alignment between the Firm’s distribution objectives, regulatory requirements and internal policies.
  • The role oversees the daily execution of a supervisory program designed to prevent, identify, and remediate compliance issues.
  • The Hartford offers a total compensation package including base pay, bonuses, incentives, and recognition.

Matching Summary

The Compliance Analyst helps to advance alignment between the Firm’s distribution objectives, regulatory requirements and internal policies.

Salary

Base: $65,000 - $90,000; Bonus/Equity: Short-term or annual bonuses, long-term incentives; Benefits: Not specified

Skills & Requirements

Must-have

  • non-cash compensation monitoring
  • email surveillance
  • compliance testing
  • regulatory requirements
  • internal policies

Nice-to-have

  • motivated self-starter
  • high level of independence
  • relationship building skills
  • creativity and high energy

Key Requirements

  • 2-4 years financial services experience
  • Bachelor's degree in finance or business
  • FINRA Series 7 or willingness to obtain
  • Ability to interpret and apply rules

Work Rights

Not specified

Tailored Resume

Cover Letter