Internal Audit & Risk Advisory Manager

EisnerAmper

New York, US
Hybrid
Oversee internal audit engagements
Manage sox 404 compliance projects
Conduct risk-based methodology assessments
The role involves overseeing internal audit and risk management engagements primarily focused on broker/dealer, fintech, PE, and RIA clients

Job Summary

  • The role involves overseeing internal audit and risk management engagements primarily focused on broker/dealer, fintech, PE, and RIA clients.
  • Candidates will be responsible for project managing SOX 404 engagements, including conducting walkthroughs and designing internal control testing.
  • EisnerAmper offers a culture of innovation, flexibility, and multiple top 'Places to Work' awards with a commitment to work/life balance.

Matching Summary

The role involves overseeing internal audit and risk management engagements primarily focused on broker/dealer, fintech, PE, and RIA clients.

Skills & Requirements

Must-have

  • Oversee internal audit engagements
  • Manage SOX 404 compliance projects
  • Conduct risk-based methodology assessments
  • Lead Audit Committee presentations
  • Maintain client relationships and profitability

Nice-to-have

  • Strong financial services exposure
  • Experience with broker dealer or fintech
  • Ability to identify and solve complex issues
  • Entrepreneurial business-first mindset
  • Willingness to work extended hours

Key Requirements

  • CIA or CPA professional certification required
  • Bachelor's degree in Accounting, Auditing, or related field
  • 5+ years experience in internal audit or consulting
  • 3+ years of management experience required

Work Rights

Not specified

Tailored Resume

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