Senior Registered Client Service Associate (cottonwood Heights, Ut)
Willenborg Wealth Management
Cottonwood Heights, UT, USA
Remote
High volume of daily interactions
New client on-boarding
Trading of discretionary and non-discretionary products
This essential role helps to provide high quality/high touch critical administrative support to Financial Advisors, their prospective and existing clients and other branch staff team members
Job Summary
This essential role helps to provide high quality/high touch critical administrative support to Financial Advisors, their prospective and existing clients and other branch staff team members.
Serves as first point of contact to service a high volume of daily interactions, including basic inquiries, providing quotes and scheduling of meetings, with prospective and existing clients on the phone, in-person, virtually and through mailings.
Acts as mentor and resource to junior team members; manages team workflow and works towards creating greater team operational efficiencies.
Matching Summary
This essential role helps to provide high quality/high touch critical administrative support to Financial Advisors, their prospective and existing clients and other branch staff team members.
Skills & Requirements
Must-have
High volume of daily interactions
New client on-boarding
Trading of discretionary and non-discretionary products
Servicing alternative investments
Managing Financial Advisor expenses
Creating practice efficiency reports
Onboarding new clients and opening accounts
Nice-to-have
Client-first, integrity, independence
Conservative, long-term view
Continuous evolution of the firm
People-first culture
Key Requirements
Five (5) years of financial services industry service experience
SIE required
Series 7 required
Series 63, 65 and/or 66 as required by state
Ability to obtain additional securities and advisory state registrations