The role serves as the first line of defense risk function for the Private Wealth business, partnering with Compliance, Risk, and Legal
Job Summary
The role serves as the first line of defense risk function for the Private Wealth business, partnering with Compliance, Risk, and Legal.
The position is responsible for owning the end-to-end event management process, including identification, documentation, escalation, and resolution tracking.
Candidates must be authorized to work in the United States without the need for current or future visa sponsorship.
Matching Summary
The role serves as the first line of defense risk function for the Private Wealth business, partnering with Compliance, Risk, and Legal.
Salary
Base: $90,000-$135,000; Bonus/Equity: Discretionary bonus eligible; Benefits: Comprehensive package including medical/dental/vision, retirement, life insurance
Skills & Requirements
Must-have
5-10 years financial services experience
Business controls and risk management expertise
Event and issue lifecycle management
Root cause analysis and thematic reviews
Senior management reporting capabilities
Nice-to-have
Collaborative ownership-oriented mindset
Proactive approach to identifying emerging risks
Strong analytical and critical thinking skills
Ability to synthesize complex information clearly
Key Requirements
Bachelor's degree required
5-10 years experience in wealth management or private banking
US work authorization without sponsorship
Work Rights
Must be authorized to work in the US without sponsorship