Internal Audit Vice President - Institutional Equities (prime Brokerage) Division

Morgan Stanley

New York, NY, US
Base: $135,000 - $202,500; bonus/equity: incentive...
Onsite
Institutional equities division audit
Prime brokerage operations
Risk management and governance systems
The successful candidate will lead the North America IED audit team in completing its annual audit plan, communicating to senior management and providing recommendations for improvements that make a meaningful and positive impact on the bank’s control environment across all sales and trading, infrastructure support, and control group functions

Job Summary

  • The successful candidate will lead the North America IED audit team in completing its annual audit plan, communicating to senior management and providing recommendations for improvements that make a meaningful and positive impact on the bank’s control environment across all sales and trading, infrastructure support, and control group functions.
  • IAD serves as an objective and independent function within the Firm’s risk management framework to foster continual improvement of risk management processes.
  • At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered.

Matching Summary

The successful candidate will lead the North America IED audit team in completing its annual audit plan, communicating to senior management and providing recommendations for improvements that make a meaningful and positive impact on the bank’s control environment across all sales and trading, infrastructure support, and control group functions.

Salary

Base: $135,000 - $202,500; Bonus/Equity: Incentive compensation, discretionary bonuses, short and long-term incentive packages; Benefits: Other Morgan Stanley sponsored benefit programs

Skills & Requirements

Must-have

  • Institutional Equities Division audit
  • Prime Brokerage operations
  • risk management and governance systems
  • assess risks and controls
  • articulate actionable insights

Nice-to-have

  • foster continual improvement
  • drive effective working relationships
  • creative thinkers
  • passion and grit

Key Requirements

  • 6 - 8 years' relevant experience
  • In-depth understanding of equity markets
  • Strong understanding of audit principles
  • Preferably CPA, CIA, ACA, ACCA or other accounting qualification
  • Preferably CFA, FRM or other financial/risk qualification

Work Rights

Not specified

Tailored Resume

Cover Letter