Manager, Business Compliance

BMO Financial Group

Toronto, Ontario, Canada
Base: $69,000.00 - $129,000.00; bonus/equity: may ...
Knowledge of trust and estates regulations
Experience with wealth business compliance
Understanding of osfi and osc regulations
This role serves as the designated subject matter expert for 1st Line compliance supporting multiple varied business units within the Wealth division

Job Summary

  • This role serves as the designated subject matter expert for 1st Line compliance supporting multiple varied business units within the Wealth division.
  • The position is accountable for leading annual and trigger-based Regulatory Compliance Risk Assessments while ensuring adherence to complex federal and provincial regulations.
  • BMO offers a comprehensive total compensation package including health insurance, tuition reimbursement, accident and life insurance, and retirement savings plans.

Matching Summary

This role serves as the designated subject matter expert for 1st Line compliance supporting multiple varied business units within the Wealth division.

Salary

Base: $69,000.00 - $129,000.00; Bonus/Equity: May include commission structure and performance-based incentives; Benefits: Health insurance, tuition reimbursement, accident and life insurance, retirement savings plans

Skills & Requirements

Must-have

  • Knowledge of Trust and Estates regulations
  • Experience with Wealth Business compliance
  • Understanding of OSFI and OSC regulations
  • Ability to lead Regulatory Compliance Risk Assessments
  • Expertise in Volcker Rule and Privacy laws

Nice-to-have

  • Trust & Estate Practitioner (TEP) designation
  • Income Tax Act knowledge
  • Insurance business experience
  • Strong stakeholder relationship building skills
  • Experience with change management initiatives

Key Requirements

  • 5-7 years relevant experience in Trust, Insurance, or Business Banking
  • Post-secondary degree in related field of study
  • In-depth understanding of applicable regulatory requirements

Work Rights

Not specified

Tailored Resume

Cover Letter