Compliance Analyst - Appointed Representative Oversight

Howden Group

Gloucester, United Kingdom
Hybrid
Uk regulatory technical knowledge
Appointed representatives (ars) oversight
Fca requirements icobs & ps22/11
This is a great opportunity for someone who has the expertise to provide assistance with the design and the approach for Appointed Representatives (ARs) combined with overseeing the diligence review of all AR/IAR firms within the UK&I Retail Pillar to meet regulatory expectations

Job Summary

  • This is a great opportunity for someone who has the expertise to provide assistance with the design and the approach for Appointed Representatives (ARs) combined with overseeing the diligence review of all AR/IAR firms within the UK&I Retail Pillar to meet regulatory expectations.
  • We are very proud to offer a supportive and engaging team environment, where you will feel welcome right from the start.
  • At Howden, we value diversity – there is no one Howden type. Instead, we’re looking for individuals who share the same values as us: Our successes have all come from someone brave enough to try something new.

Matching Summary

This is a great opportunity for someone who has the expertise to provide assistance with the design and the approach for Appointed Representatives (ARs) combined with overseeing the diligence review of all AR/IAR firms within the UK&I Retail Pillar to meet regulatory expectations.

Skills & Requirements

Must-have

  • UK regulatory technical knowledge
  • Appointed Representatives (ARs) oversight
  • FCA requirements ICOBs & PS22/11
  • compliance policies and procedures
  • investigative and analytical skills

Nice-to-have

  • shaping regulatory training
  • direct interaction with regulator
  • collaborative team environment
  • no-limits mindset

Key Requirements

  • GCSE Maths and English (or equivalent)
  • Industry recognised compliance qualifications beneficial

Work Rights

Not specified

Tailored Resume

Cover Letter