Base: $3,500 - $4,500; bonus/equity: not specified...
Fully onsite
Experience in financial advisory industry
Knowledge of financial advisers act
Skillful with microsoft excel
The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive to support their Risk and Compliance department in a financial advisory setting. The ideal candidate will have experience in the financial advisory industry, knowledge of compliance regulations, and proficiency in Microsoft Excel
Job Summary
The role involves ensuring the company functions in a legal and ethical manner while meeting business goals.
Responsibilities include performing balanced scorecard audits, regulatory reporting, and misconduct investigations.
Candidates must be motivated to communicate regulatory changes and support implementation regarding acts like PDPA.
Matching Summary
Match Score: 85
The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive to support their Risk and Compliance department in a financial advisory setting. The ideal candidate will have experience in the financial advisory industry, knowledge of compliance regulations, and proficiency in Microsoft Excel.
Salary
Base: $3500 - $4500; Bonus/Equity: Not specified; Benefits: Not specified
Skills & Requirements
Must-have
experience in financial advisory industry
knowledge of Financial Advisers Act
skillful with Microsoft Excel
Nice-to-have
compliance qualification preferred
insurance industry experience advantageous
motivated to stay abreast of regulatory developments
Key Requirements
Minimum 'A' level or Diploma
Experience in financial advisory industry
Familiarity with FA or insurance industry regulations