This role serves as a key member of the newly created Compliance Regulatory Initiatives Team focused on remediation and program development within TD Securities' US Wholesale Compliance Group
Job Summary
This role serves as a key member of the newly created Compliance Regulatory Initiatives Team focused on remediation and program development within TD Securities' US Wholesale Compliance Group.
The incumbent will provide real-time interpretive guidance on OCC and FRB regulations while performing effective second-line challenge activities for the New York Branch.
Candidates will lead internal investigations, draft responses to regulatory exams, and coordinate audits in a fast-paced, deadline-driven environment with a salary range of $180,000 to $225,000.
Matching Summary
This role serves as a key member of the newly created Compliance Regulatory Initiatives Team focused on remediation and program development within TD Securities' US Wholesale Compliance Group.
Salary
Base: $180,000 - $225,000 USD; Bonus/Equity: Eligible for cash and/or equity incentive awards; Benefits: Health, retirement, PTO, and banking discounts included