Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities
Job Summary
Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.
Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct.
As a Barclays Market Business Oversight Compliance VP – E-Trading (APAC), you will provide compliance governance for electronic trading activities within the Markets business, covering Equities and FICC across the APAC region.
Matching Summary
Provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in a compliance with Barclays legal, regulatory and ethical responsibilities.
Skills & Requirements
Must-have
E-trading compliance
Market abuse investigation
Regulatory adherence
Risk event investigation
Cross-functional collaboration
Nice-to-have
Strategic recommendations
Leadership behaviours
Analytical thought
Trusting relationships
Key Requirements
Minimum 7 years’ experience in financial industry or compliance