Trade Surveillance - Data Quality Associate (sr. Compliance Officer) - Td Securities (us)

TD Bank

New York, New York, United States
Base: $100,000 - $135,000 usd; bonus/equity: not s...
Trade surveillance data quality framework
Data governance policies and procedures
Surveillance data quality monitoring
The Data Quality Team works with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance data quality framework

Job Summary

  • The Data Quality Team works with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance data quality framework.
  • The Senior Compliance Office provides advice, guidance and support to business units in adhering to regulatory/compliance requirements and assists in implementing compliance initiatives to help manage regulatory risk.
  • TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients who choose us for our innovation, execution, and experience.

Matching Summary

The Data Quality Team works with TDS Chief Data Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance data quality framework.

Salary

Base: $100,000 - $135,000 USD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Trade surveillance data quality framework
  • Data governance policies and procedures
  • Surveillance data quality monitoring
  • Financial markets expertise
  • Regulatory requirements knowledge

Nice-to-have

  • AI/ML-driven surveillance models
  • Collaboration with business partners
  • Mitigating potential risks
  • Safeguarding reputation

Key Requirements

  • 5-7 Years of related experience
  • Bachelors degree or progressive work experience
  • Proficiency in SQL, Python, or other data analytics tools

Work Rights

Not specified

Tailored Resume

Cover Letter