Code of business conduct and ethics program administration
Conflict of interest reviews
Compliance records and documentation management
Support the administration of the Code of Business Conduct and Ethics (CoBC) program, managing day-to-day operations, maintaining policies, and conducting conflict-of-interest reviews
Job Summary
Support the administration of the Code of Business Conduct and Ethics (CoBC) program, managing day-to-day operations, maintaining policies, and conducting conflict-of-interest reviews.
Serve as a trusted subject matter expert for employees, providing user support for the CoBC platform and managing inquiries.
Contribute to the continuous improvement of CoBC processes, identifying inefficiencies and supporting automation initiatives.
Matching Summary
Support the administration of the Code of Business Conduct and Ethics (CoBC) program, managing day-to-day operations, maintaining policies, and conducting conflict-of-interest reviews.
Skills & Requirements
Must-have
Code of Business Conduct and Ethics program administration
Conflict of interest reviews
Compliance records and documentation management
CoBC platform user support
MS Excel (Pivot, Xlook Up, Vlook up)
Nice-to-have
Engaging with senior leaders
Financial services industry knowledge
Managing multiple priorities
Automation and simplification initiatives
Key Requirements
3 years of relevant experience
Basic understanding of regulatory environment
Moderate to advanced MS Excel proficiency
Advanced analytical and problem-solving skills
College graduate, preferably business-related degree