Risk & Compliance Manager

FNZ

Canada
Base: not specified; bonus/equity: not specified; ...
Second line of defence experience
Regulatory requirements knowledge
Financial services industry experience
The Risk & Compliance Analyst works in the second line of defence and brings both experience and knowledge of regulatory requirements in respect of Compliance, Risk, Surveillance and other applicable regulatory areas

Job Summary

  • The Risk & Compliance Analyst works in the second line of defence and brings both experience and knowledge of regulatory requirements in respect of Compliance, Risk, Surveillance and other applicable regulatory areas.
  • The role requires wide financial services industry experience, ideally within a fast-paced regulated environment with exposure to Canadian/US regulations.
  • FNZ offers a competitive base salary, paid time off, pension plan matching, and employer-paid medical, dental and vision insurance.

Matching Summary

The Risk & Compliance Analyst works in the second line of defence and brings both experience and knowledge of regulatory requirements in respect of Compliance, Risk, Surveillance and other applicable regulatory areas.

Salary

Base: Not specified; Bonus/Equity: Not specified; Benefits: competitive base salary, paid time off, pension plan contributions at 150% up to 4% total Employee Contribution, employer-paid medical, dental and vision insurance

Skills & Requirements

Must-have

  • Second line of defence experience
  • Regulatory requirements knowledge
  • Financial services industry experience
  • Canadian/US regulations exposure
  • Compliance management program development
  • On-boarding new customers support

Nice-to-have

  • Technology business environment
  • Continuous learning environment
  • Industry best practices awareness
  • Proactive risk identification
  • Emerging risks research

Key Requirements

  • 5+ years experience in compliance role
  • Broad knowledge of Canadian compliance
  • Working knowledge of risk methodology

Work Rights

Not specified

Tailored Resume

Cover Letter