Group Manager I, Client Due Diligence

TD Bank

Toronto, Canada
Base: $81,600 - $115,200 cad; bonus/equity: not sp...
Client due diligence lifecycle
Aml/kyc regulatory requirements
First line of defense
Provide senior-level expertise and oversight across the end-to-end Client Due Diligence (CDD) lifecycle, including client onboarding, periodic reviews, trigger events, and risk re-assessments within the Capital Markets environment

Job Summary

  • Provide senior-level expertise and oversight across the end-to-end Client Due Diligence (CDD) lifecycle, including client onboarding, periodic reviews, trigger events, and risk re-assessments within the Capital Markets environment.
  • Leverage data, reporting, and analytical insights to identify control gaps, inefficiencies, and opportunities for process improvement across the CDD operating model.
  • Establish and maintain effective working relationships with front-office partners and internal stakeholders across Capital Markets, Compliance, Legal, Technology, Audit, and Risk.

Matching Summary

Provide senior-level expertise and oversight across the end-to-end Client Due Diligence (CDD) lifecycle, including client onboarding, periodic reviews, trigger events, and risk re-assessments within the Capital Markets environment.

Salary

Base: $81,600 - $115,200 CAD; Bonus/Equity: Not specified; Benefits: Not specified

Skills & Requirements

Must-have

  • Client Due Diligence lifecycle
  • AML/KYC regulatory requirements
  • First Line of Defense
  • process improvement initiatives
  • stakeholder engagement
  • data and digital tools

Nice-to-have

  • remarkably human and refreshingly simple
  • diverse career paths
  • respectful workplace
  • unlock your full potential

Key Requirements

  • 7+ years relevant AML/KYC experience
  • Undergraduate degree/ college diploma
  • Strong understanding of Capital Markets
  • Experience engaging with third-party vendors
  • Proficiency in Outlook and Excel
  • Working knowledge of programming tools

Work Rights

Not specified

Tailored Resume

Cover Letter